Compliance Full Time

Key responsibilities: 

• Compliances with SOP for all products serviced by the Company 
• Overseas transaction background check 
• AIF online applications to SEBI and resolving SEBI query 
• Change in IM/Sponsor process, Extension of Fund life, VCF/AIF overseas investment application, name and address change application to SEBI for AIFs 
• Compliance review on monthly basis and reporting to Management 
• Reporting to Group compliance 
• BRSA updation and implementation through change in SOPs 
• Organise Risk Committee meetings for new initiatives and inform/update committee on risk related agendas 
• Compliance with SEBI regulations impacting the Company & its transactions, COC Compliance, Representations to SEBI and RBI 
• Handle Notices and inquiry received against the company 
• Liason with TAI and other industry bodies
• SEBI inspection, SEBI half yearly compliance reporting, Risk Based reporting 

Relevant experience: 

• Minimum 6-10 years working experience in operations.
• Proven track record in driving organic growth through increasing revenue existing client bases while expanding portfolio through new additions.
• Strong track record in acting as a partner to senior management
• Experience in change management; from idea inception to fully implementing changes proposed would be a distinct advantage 

Tagged as: change management, communication and influencing skills, investment compliances, Leadership